Join NRS at their 2021 Fall Compliance Conference where industry professionals will discuss how investment adviser and broker-dealer firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs.
These events are designed to meet the criteria for continuing education credits for compliance professionals, CPAs/accountants, attorneys, and other professionals.
Some of the sessions will include:
- Recent Developments for Cybersecurity
- Developing Effective Compliance Training Programs
- Third-Party Compliance Considerations: Robo-Advisers & Model Marketplaces
- Cryptocurrencies & Blockchain from a Compliance Perspective